Yasothaa Selvadurai
Compliance Analyst
Kuala Lumpur
Summary
Experienced in Compliance AML/KYC with 3 years’ experience. Having a demonstrated history of working in banking and financial services industry. Proficient in customer due diligence procedure with strong time management and communication skills. Capable to apply guidelines to prevent funds from being used for fraudulent purposes. Experienced in both onboarding and periodic review of client. Trained several new hirers, who have made significant contribution to the company. Willing to adapt to new environment and challenges.
Overview
4
4
years of professional experience
4
4
years of post-secondary education
Work History
Compliance Analyst
Fazz Financial Group
Remote
02.2023 - Current
- Onboard new clients as well as conduct periodic review for existing client to mitigate any compliance risk.
- Stayed current with latest changes to applicable regulatory standards and company procedures.
- Supported and trained customers on compliance-related issues.
- Developed improvement and corrective action plans to bring operations in line with requirements.
- Developed risk assessment models to identify potential compliance risks. Maintained up-to-date knowledge of applicable laws and regulations.
- Identify potential compliance threats and ideate plan with compliance manager to prevent and mitigate problems.
- Review and access adequecy of KYC information, SOW, narrative, corroboration and conduct name screening.
- Consolidate multiple data, from different sources & analyse the date accurately.
- Work with stakeholders to increase automation to improve operational effectiveness.
Officer - AML/KYC Analyst
Citibank Berhad
Kuala Lumpur
01.2020 - 02.2023
- Conducted KYC formality reports on questionable accounts and transactions. Adjusted end-to-end KYC process needs to align with workforce capabilities.
- Partnered with client-facing teams to collect legal documents and associated information for regulatory and internal policies.
- Providing end-to-end support to Relationship Managers (RMs), Client & Compliance team on performing ongoing Customer Due Diligence including on boarding and renew KYC records.
- Create and maintain KYC records by obtaining information from internal and external sources.
- Analyse and investigate alerts triggered on name screening, adverse media, SPF, Sanction and PEP search., by applying standard policies, procedures and tools.
- Validate the information within KYC records and CIP documents to ensure completion and accuracy.
- Support AML program requirements related to controlling risk to the organization by ensuring KYC records incorporate local regulatory requirements and Global BSU standard.
- Conduct on-going monitoring of transaction through review of monthly exception reports to identify suspicious activities.
- Documenting relevant communications, rationales and documents in to KYC for future reference of all the stakeholder.
- Offered internal support for audit, compliance and reporting activities.
Internship Trainee
Country Heights Holding Berhad
Seri Kembangan
02.2019 - 05.2019
- Conducted seminar for property agents
- Proof-read Annual Report
- Prepared SWOT analysis & Competitive Analysis
- Participated in sales & marketing events
- Cross check financial statement in Annual Report
Education
Diploma in Banking & Finance -
TARUMT
Kuala Lumpur 05.2015 - 05.2017
Bachelors of Banking & Finance -
TARUMT
Kuala Lumpur 05.2017 - 05.2019
Skills
Compliance understanding
Timeline
Compliance Analyst
Fazz Financial Group
02.2023 - Current
Officer - AML/KYC Analyst
Citibank Berhad
01.2020 - 02.2023
Internship Trainee
Country Heights Holding Berhad
02.2019 - 05.2019
Bachelors of Banking & Finance -
TARUMT
05.2017 - 05.2019
Diploma in Banking & Finance -
TARUMT
05.2015 - 05.2017
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