VICTOR PRABHU

Organized Senior Compliance Manager offering 18 years of progressive career development and expertise in Financial crime investigations Exceptional skill in interpreting and summarizing regulations to drive organization-wide compliance.

Proactive leader with 18 years of experience in Banking and Fiance industries. Flexible, adaptable, ethical and high energy team leader with superior communication, relationship management and influencing skills. Focused on driving staff in meeting customers' needs and implementing changes by supporting strategic initiatives.

Detail-oriented Compliance Manager offering 18 years of expertise in risk management, policy development and strategic planning. Advanced knowledge of regulatory compliance with proven track record of partnering with executives and business leaders to identify vulnerabilities and create corrective actions. Collaborative and team-oriented with excellent communication and interpersonal skills to foster strategic partnerships and promote company reputation.

Knowledgeable Senior Compliance Manager with documented success in developing policies, leading training programs and managing reporting to achieve compliance. Methodical with exceptional presentation and communication skills. Strong background working with federal and state regulations.

• Actimize, case management tool - As project owner created and lead UAT team in the testing of system integration case management tool. Developed methodology to technical team by creating periodic tracker which follows up outstanding issues regularly. Identified high key risk items and worked collaboratively with the technical team.
• Citi Brunei sunset - As project owner, lead the investigation to the closure of 800 accounts. Developed a trend of seeking the pattern of customer and whether previously alerted customer triggered repetitively or alerted due to business closure. Thus, such cases were closed seeking regional and local stakeholders’ concurrence. Country compliance interacted and I managed to speak with facts and behavior/trends of Citi Brunei customers hence it was approved and cases closure approach due to the account closure activity
• India Bankers Association - As part of a team, successfully implemented one of the key initiatives completed for Indian Bankers Association by completing scenarios and managed SLA without any breaches.
• CARE process implementation - As a project team member, successfully implemented a procedure over GSOM which maximized efficiency to AML operation for more than 700 staff.
• EDM scenarios project implementation - As a project member, successfully developed regulatory scenarios for Citi to monitor in AML arena in order to be in compliance with global standards.
• Back logs for India after decommission the process - As a project owner, lead the development workflow processes which supported incoming increase workload and staff.
• Athena system migration – As project owner, lead the development of a visualization system that minimized accounts through SAVES. The system reduced documentation load by 20 minutes per case.
• Worked on project for implementation of OneKYC, which is a new model for KYC for the bank including customer risk categorization.
• Worked on AML project for the country, liaising with regional team.
• Managing name screening process for reporting & Due Diligence: Ensure screening is conducted on all the different databases maintained, ensure naming conventions to be checked for variation in names, conducting NESS check & name search disambiguation.
• Working on project along with technology team to implement AML reporting tool, using work flow management. This involves prepare / make changes in the BRD adding functional and subject requirements.
• Implemented Strategic Credit Cards from On boarding to execute consent order project
• Liason for Central bank Negara for Compliance walk through and risk assessment
• Facilitator for University of Malaya on Financial crime Investigation