Raji Dorai
Compliance, Legal and Risk Manager
Cyberjaya
Summary
Detail-driven Compliance, legal, and risk manager focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluation, and procedural reviews. Effective in training team members to proactively identify and highlight potential risks. Dedicated to long-term risk management by building strong internal protocols and instilling a culture of responsibility and attentiveness. Familiar with regulatory requirements to maintain strict controls.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Legal, Compliance and Risk Officer
Sinoasia Group
03.2021 - Current
- Improved company policies and standards to outline ethical, safe, and efficient procedures.
- Managed compliance efforts, reporting, and audits.
- Played an instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls.
- Structured programs, produced working documentation, and implemented best practices.
- Publicized health and safety program requirements and mentored employees on the critical nature of compliance.
- Adjusted end-to-end KYC process needs to align with workforce capabilities.
- Performed periodic reviews and reports on merchants to comply with rules, regulations, and KYC requirements.
- Participated in continuous improvement by generating suggestions, and engaging in problem-solving activities to support teamwork.
- Legal drafting of business contracts and correspondences
- A member of the Compliance, legal and risk committee governance
One Allianz Specialist
Allianz Malaysia Berhad
03.2020 - 03.2021
- Presented insurance options to customers in order to close sales on new policies.
- Resolved problems, improved operations, and provided exceptional service.
- Performed duties in accordance with applicable standards, policies, and regulatory guidelines to promote a safe working environment.
- Participated in team-building activities to enhance working relationships.
Class Representative
University of Auckland
05.2019 - 12.2019
- Selected participant in the Rukuhia Global Leadership Programme organized by Study Auckland
Patent and Legal secretary
James and Wells
08.2019 - 10.2019
- Preparing documents, drawings/images for patent and design applications at IPONZ and IP Australia;
- Preparing and finalising invoices; and
- Managing deadlines and diary commitments including preparing necessary correspondence: files/information in advance for meetings: generating and monitoring reminders: including monitoring receipt of instructions from foreign associates or other parties.
Buddy Volunteer
Auckland University Student Association
03.2019 - 11.2019
- Demonstrated respect, friendliness, and willingness to help wherever needed.
- Participated in team-building activities
Serin Residence Condominium
07.2017 - 01.2019
- Chairlady of the Joint Management Body of
Legal secretary
Messrs. Thomas Philip
01.2017 - 01.2019
- Organized files for court proceedings.
- Prepared legal correspondence and wrote professional letters for legal assistants and attorneys.
- Received and placed telephone calls to clients and prospective clients.
- Diligently edited legal correspondence for grammar and spelling.
Litigation Secretary
Messrs. Ranjan Chitravathy & Nik
04.2015 - 12.2015
- Temporary position providing secretarial support to the main partner, Mr. Ranjan, and Counsel Datuk N. Chandran; and
- Collected, drafted, and maintained resources to provide comprehensive materials accessible to all firm lawyers.
Litigation Secretary
Messrs. Shariff & Thomas
01.2014 - 04.2015
Audit Trainee
Messrs. K.K. Chow & Co
01.1996 - 01.1997
- All work related to basic accounting, audit, and bookkeeping.
Education
Master of Science - Risk Management
University Utara Malaysia
Kuala LumpurGraduate Diploma - Law
University of Auckland
Bachelor of Law (Hons) - undefined
University of London
2016
Compliance
Basel Institute On Governance
A-levels - undefined
KLC Higher Learning Center
2000
Certificate in Book-Keeping - undefined
Polytechnic of Sultan Haji Ahmad
1997
Skills
- Compliance Documentation and Monitoring
- Risk Management Framework
- Risk Management Policies
- Drafting Reports
- Fraud Detection
- Internal Control Systems
- Environmental Sustainability
- Best Practices and Standards
- Regulatory and Legal Compliance
Affiliations
Member of the Malaysian Institute of Management
Certification
Certified Pre-Contract for Life Insurance Agents Examination and Investment-Linked Life Insurance (PCIL)
Quote
Man is made by his belief. As he believes, so he is
Timeline
Legal, Compliance and Risk Officer
Sinoasia Group
03.2021 - Current
One Allianz Specialist
Allianz Malaysia Berhad
03.2020 - 03.2021
Patent and Legal secretary
James and Wells
08.2019 - 10.2019
Class Representative
University of Auckland
05.2019 - 12.2019
Buddy Volunteer
Auckland University Student Association
03.2019 - 11.2019
Serin Residence Condominium
07.2017 - 01.2019
Legal secretary
Messrs. Thomas Philip
01.2017 - 01.2019
Litigation Secretary
Messrs. Ranjan Chitravathy & Nik
04.2015 - 12.2015
Litigation Secretary
Messrs. Shariff & Thomas
01.2014 - 04.2015
Audit Trainee
Messrs. K.K. Chow & Co
01.1996 - 01.1997
Master of Science - Risk Management
University Utara Malaysia
Graduate Diploma - Law
University of Auckland
Bachelor of Law (Hons) - undefined
University of London
Compliance
Basel Institute On Governance
A-levels - undefined
KLC Higher Learning Center
Certificate in Book-Keeping - undefined
Polytechnic of Sultan Haji Ahmad
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