Nur Farah Hani Abd Ghani

• Coordinate within the department for risk, compliance controls and audit matter affecting departments
• Develop and provide guidance in completing self-assessment
• Implement a plan for checking and/or perform on-site audit on compliance and controls within the department
• Propose / recommend initiatives to revise existing internal processes and /or adopt new processes to comply with new regulatory requirements
• Responsible for implementing the department framework with constant reviews and updates on regulatory compliance
• Proficient in Risk and Control Self Assessment (RCSA) - a systematic process for identifying, evaluating, and managing risks and internal controls
• Oversee the new guidelines/Horizon Scanning from Bank Negara Malaysia and its applicability towards department
• Responsible for annual review of the SOP, letters to the customer, service providers and other related matters
• Responsible for reporting for suits, breaches and reprimands
• Responsible for auditing/cross checking within departments
• Developed comprehensive training programs to increase employee awareness of compliance requirements and expectations
• Assisted with internal and external audits to confirm compliance with applicable laws and regulations
• Mitigated legal risks by proactively identifying gaps in existing policies and recommending improvements
• Improved operational efficiency by streamlining compliance processes and reducing redundancies
• Proactively identifying gaps in existing compliance processes, existing policies and recommending improvements

• Oversees firm's ISQC 1 to ensure compliance with standards and regulations
• Oversee client acceptance & continuous retention
• Perform analytical analysis on companies/clients performance
• Assisted with the preparation of audited financial statements
• Led a team to complete project on time and within budget
• Monitored and reviewed clients' financial activities to ensure accuracy of accounting records
• Designed and implemented an internal control system that increased operational efficiency
• Developed and implemented an audit plan that identified and addressed potential risks, ensuring accuracy of financial statements
• Identified and reported on risks that could have impacted financial statement accuracy which helps reduction in errors
• Active in engaging with stakeholders on the audit matters
• Ensured timely identification of potential issues by establishing robust monitoring systems and controls
• Enhanced decision-making, providing senior management with detailed compliance risk assessments and recommendations

Research title- The Influence of Internal Control on Quality Audit Process