Experienced Operations Manager with 16 years of expertise in the banking operations sector. Adept in team leadership, critical thinking, and fostering collaboration. Recognized for innovative thinking, dedication to excellence, and achievement. Known for flexibility and forward-thinking approach in providing impactful resolutions.
Team lead for the Corporate Actions Exception team within the Global Custody UK division, managing a team of 6 full-time employees (FTEs) to ensure accurate and timely processing of mandatory events exceptions.
Oversee daily reconciliations across Nostro, Suspense, and Client accounts; conducted detailed break investigations and root cause analyses to maintain financial accuracy and reduce operational risk.
Utilized systems such as TLM, BANCS, and various HSBC internal platforms to monitor, reconcile, and report financial data related to corporate actions.
Initiated and implemented multiple process improvements to streamline workflows, reduce manual intervention, and increase team efficiency.
Conducted regular stakeholder meetings to proactively address reconciliation issues, support swift resolution of breaks, and align operational practices with business goals.
Produced weekly and monthly KPI reports to track team performance, service levels, and operational metrics, enabling data-driven decision-making.
Led risk assessment initiatives, identifying control gaps and implementing mitigation plans to strengthen operational risk management frameworks.
Championed people development through mentorship and soft skills training, fostering a high-performing team culture focused on continuous learning and growth.
Operations Manager
AIA Malaysia
11.2022 - 12.2023
Perform daily Cash and Position reconciliation for various Business Unit within AIA company
Ensure all breaks are investigated and rectified on timely manner by liaising with Business Unit and advise the investigation output
Provide support to BU in terms of trade booking, cash adjustment, trade settlement, cash posting; when required
Reconciliation items ranging from Cash Transactions, Trade, Income (e.g. Coupon Cash Dividend), WHT, Spot/FX booking
Business Units / Countries covered; ASEAN countries, NZ
Ensure accounting book is close on timely manner on monthly basis
Resource Planning to ensure optimum coverage on daily basis
System used: EAGLE, Microsoft Office, SAP (BEX analyzer), Bloomberg
Agency: Nityo Infotech Services Sdn Bhd
Operations Manager (Private Capital Services)
RBC Investor and Treasury Services
11.2020 - 10.2022
Company Overview: Currently known as CACEIS Malaysia Sdn Bhd
Act as Depository and Bank to clients
The main deliverable is to provide services to Private Clients funds located in Europe; Mainly Luxembourg
Service include but not limited to investment legal documents collection, due diligence process, payment process and cash transaction, FX posting, Cash Flow Monitoring, Portfolio Maintenance, Reconciliations, Annual Ownership Verifications
Payment execution via MT202, MT599
Ensure the quality of service delivered is in line with Service Level Agreements (SLA) in place; superior quality, timeliness and efficient of services
System use: MILVUS, Microsoft Office
No audit finding by Internal & External audit since taking over the team.
Successful leading TOM migrations since join the team FTE saving: 1 FTE saved via VBA simplification process
Developed 3 staff to successful career enhancement, 2 to Supervisors, 1 to Senior Administrator
Operations Manager (Securities Pricing)
RBC Investor and Treasury Services
09.2014 - 10.2020
Company Overview: Currently known as CACEIS Malaysia Sdn Bhd
The main deliverable is to provide security prices which obtain from third party provider i.e. Bloomberg, Reuters, Broker, etc.
Securities: Bonds, Equity, Derivatives, Fund of Funds (FOF)
Ensure the process control is at optimum level by ensuring business requirement such as Risk and Control Assessment, Business Impact Analysis, Procedure review, BCP document and others are conducted on timely manner to comply with the business policy and regulations.
System: Central Pricing system, Multifonds, Bloomberg, Reuters, Telekurs, ICE
Successful leading 2 TOM migrations since join the team. FTE saving: 2 FTE saved via simplification of process
Developed 4 staff to successful career enhancement, 1 to Supervisor, 1 to Senior Analyst, 2 to Senior Administrator
Global Custody - Corporate Actions
HSBC Electronic Data Processing
08.2007 - 08.2014
Oversee the entire aspect of the processing corporate actions within of HSBC Hong Kong (Global Custody).
CA product coverage: Bond (Interest and Redemption), Equity (Cash and Stock Dividend), Meeting and Proxy
SWIFT message handling: MT546, MT566, MT568, MT202, MT599
Process: CA announcement, Entitlement/Funding, Payment, Market claim, Reconciliation, Investigations
Involve in Process Migration of Interest and Redemption event. Attached to HSBC Hong Kong for 2 months and become SME for the process upon returned from Hong Kong