Hasrul Farid bin Hasnan
Shah Alam,Malaysia
Summary
Empathetic Chief Internal Auditor | Driving Strategic Resilience & Ethical Governance at SME Bank | Championing Trust and Data-Driven Audit. Leadership style is focused on cultivating a high-trust, collaborative, and ethical culture.
Current Focus Areas: Enhancing expertise in Islamic Finance, leveraging data analytics for advanced auditing, and strengthening quality assurance frameworks to contribute directly to the sustainable growth of SME Bank Malaysia.
Overview
28
28
years of professional experience
2
2
years of post-secondary education
1
1
Certification
Work history
CHIEF INTERNAL AUDITOR
SME Bank
Kuala Lumpur
06.2019 - 01.2026
- Reported functionally to Board Audit Committee and administratively to President/Chief Executive Officer.
- Formulated Strategic Audit Plan, diagnosing audit universe and risk register for the Bank.
- Reviewed effectiveness of internal control, shariah governance, compliance, and risk management systems.
- Supervised preparation of annual audit plans based on risk-based audit approach for BAC approval.
- Managed preparation of audit reports and forensic investigations for auditable entities as per BAC-approved plans.
- Presented audit findings to senior management and Shariah Committee, ensuring quality and comprehensiveness.
- Established communication with stakeholders including senior management and regulatory authorities.
- Organised training and coaching for auditors, ensuring adequate resources and succession planning.
CHIEF INTERNAL AUDITOR
Agro Bank
Kuala Lumpur
12.2013 - 06.2019
- Executed mandated role from Board Audit Committee as per Audit Charter.
- Reported administratively to CEO and functionally to Board Audit Committee.
- Addressed shariah audit issues with Shariah Committee for resolution of noncompliance.
- Reviewed effectiveness of Bank’s internal control and risk management systems.
- Ensured enforcement of policies, procedures, and standards across all departments.
- Planned resource allocation for yearly risk-based audit plan implementation.
- Developed a dynamic three-year audit plan using risk-based methodology and submitted for approval.
- Conducted monthly internal audits, reporting findings to Management Audit Committee and Board Audit Committee.
HEAD OF BUSINESS CENTRE & BRANCH OPERATIONS AUDIT/FORENSIC & INVESTIGATIONS
Agro Bank
Kuala Lumpur
06.2011 - 12.2013
- Reported directly to Chief Internal Auditor, assisting in audit report presentations to Board Audit Committee and Management Audit Committee.
- Acted as deputy Chief Internal Auditor, managing departmental operations and attendance at management meetings.
- Finalised all audit reports and prepared Board Audit Committee packs for distribution.
- Led seven teams focused on high and medium risk auditing, overseeing 22 staff members.
- Supervised seven Team Leaders reporting to Head of Business Centre and Branch Operation Audit/Forensic & Investigation.
ASSISTANT VICE PRESIDENT (GENERAL AUDIT DEPT)
UOB Bank
Kuala Lumpur
09.2009 - 05.2011
- Reported to First Vice President of General Audit Department.
- Assisted in drafting audit plan for departmental approval.
- Prepared Audit Planning Memorandum for CIA’s approval, detailing duties, timelines, and budgets.
- Reviewed all audit programmes prior to fieldwork execution.
- Conducted audits in headquarters’ business areas including Consumer & Corporate Credit and Risk Management.
- Executed targeted audits on Operational Risk Self-Assessment in Wealth Management Division.
- Finalised audit reports for submission to CIA and BAC, ensuring accuracy and completeness.
- Appraised team performance post-audit completion.
ASSISTANT MANAGER (INTERNAL AUDIT)
Asian Finance Bank
Kuala Lumpur
06.2008 - 08.2009
- Assisted in overall management of IAD while reporting directly to CIA.
- Liaised with regulators and external auditors in absence of Manager/HIA, providing necessary briefings.
- Prepared draft audit plan, outlining objectives and scope of audits.
- Created administrative documents including Audit Engagement Start Letters and Audit Planning Variance Sheet.
- Conducted audit fieldwork per audit plan, gathering evidence, writing reports, and preparing for exit meetings.
- Led special annual assignment on Credit Review as required by BNM, ensuring compliance with regulations.
- Reviewed working papers for quality assurance and alignment with audit objectives.
SENIOR AUDIT EXECUTIVE (TEAM LEADER)
Bank Rakyat (M) Berhad
Kuala Lumpur
01.2004 - 05.2008
- Supervised and coached two Junior Auditors while revising audit programmes and finalising performance analysis reports.
- Executed audit fieldwork for branches and headquarters in accordance with annual audit plans.
- Conducted audits across 50 branches, focusing on operations and retail credit, including various financing options.
- Performed forensic audits in Credit Processing, Credit Administration, and Credit Recovery departments.
- Led ad-hoc audits in management, IT, risk management, accounts, and other areas as required.
- Investigated fraud cases at branches and prepared reports for domestic inquiries presented to the Board of Directors.
- Completed special projects, including customer satisfaction surveys and control self-assessment procedures for bank-wide implementation.
- Assisted Audit Manager in reporting findings to the Board Audit Committee and maintaining corporate governance policies.
SENIOR EXECUTIVE
Southern Bank Berhad
Kuala Lumpur
05.2003 - 12.2003
- Monitored operations support at Jalan Barat, Petaling Jaya Branch for seamless functionality.
- Ensured compliance through audit tasks like cheque book balancing and system maintenance.
- Led special projects to enhance average waiting time and staff efficiency.
- Handled troubleshooting across diverse companies and fields.
- Controlled outward cheques clearing, vouchers, and cash transactions.
- Supervised clerks in managing routine workloads effectively.
- Negotiated with treasury for special rates on corporate fixed deposits and money markets.
- Assisted in marketing and analysing credit credibility for loans.
3RD OFFICER CUM ASSISTANT MANAGER
RHB Bank Berhad
Kuala Lumpur
04.1999 - 05.2003
- Supervised daily banking operations, ensuring optimal customer service standards.
- Monitored clerks' and tellers' productivity and overtime management.
- Oversaw Junior Officers' duties and annual leave schedules.
- Conducted performance appraisals for clerks at financial year-end.
- Facilitated morning briefings for staff in Branch Manager's absence.
- Addressed audit shortcomings for Current Accounts and remittance departments.
- Closed systems daily to maintain operational integrity.
- Liaised with customers to promote bank products, including loans and investment options.
Accounting Executive
The Bank of Nova Scotia Bhd
Kuala Lumpur, Malaysia
01.1998 - 04.1999
- Prepared all BNM reports, including daily, weekly, and quarterly submissions.
- Assisted in compiling cost of funds report to enhance financial analysis.
- Reported directly to Financial Reporting Head and Managing Director to ensure strategic alignment.
Education
MBA - Applied Finance & Investment
UKM
Kuala Lumpur 12.2005 - 12.2007
BBA - Finance
Drexel University
Philadelphia, USA /1995 - /1997
Skills
- Strategic Initiatives/Thinking/Planning
- Stakeholder Management
- Investigations
- IIA Standards
- Whistle-blower
- Coaching
- Cross-Functional Team Leadership
- Risk Control
Certification
Certifications
- Certified Internal Auditor for Financial Institution (CIAFIN) - AICB 2004
- Prior Experience Conversion Programme (PEC), Audit Specialization - AICB 2019
- Associate Qualification in Islamic Finance (AQIF) - IBFIM 2020
- Certificate, Advanced Management Programme - INSEAD, France 2022
Memberships
- Associate (209922), Internal Audit - IIAM
- Associate (311096), AICB
Timeline
CHIEF INTERNAL AUDITOR
SME Bank
06.2019 - 01.2026
CHIEF INTERNAL AUDITOR
Agro Bank
12.2013 - 06.2019
HEAD OF BUSINESS CENTRE & BRANCH OPERATIONS AUDIT/FORENSIC & INVESTIGATIONS
Agro Bank
06.2011 - 12.2013
ASSISTANT VICE PRESIDENT (GENERAL AUDIT DEPT)
UOB Bank
09.2009 - 05.2011
ASSISTANT MANAGER (INTERNAL AUDIT)
Asian Finance Bank
06.2008 - 08.2009
MBA - Applied Finance & Investment
UKM
12.2005 - 12.2007
SENIOR AUDIT EXECUTIVE (TEAM LEADER)
Bank Rakyat (M) Berhad
01.2004 - 05.2008
SENIOR EXECUTIVE
Southern Bank Berhad
05.2003 - 12.2003
3RD OFFICER CUM ASSISTANT MANAGER
RHB Bank Berhad
04.1999 - 05.2003
Accounting Executive
The Bank of Nova Scotia Bhd
01.1998 - 04.1999
BBA - Finance
Drexel University
/1995 - /1997