Hadi Saaid
Assistant General Manager
Kuala Lumpur
Summary
Ability to lead & work progressively in a team environment while being able to meet objectives and strategic goals. Strong ability to think independently.
Passionate about driving strategic goals and ability to work creatively and resourcefully. Good communication, public speaking ability and relationship-building skills.
Dedicated regulatory professional with a history of meeting company goals utilizing consistent and organized practices.
Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
20
20
years of professional experience
25
25
years of post-secondary education
Work History
Assistant General Manager
Securities Commission Malaysia
01.2007 - Current
- I am the designated Unit Head within my department which mainly oversees the execution of examination activities, which involves planning, fieldwork, evaluation of findings and reporting to internal and external stakeholders.
- My tasks include the collation and analysis of data in the selection of intermediaries for review, the preparation of the audit coverage and scope for review and organizing and leading a team for on-site review of market intermediaries.
- Monitors and supervises a portfolio of twenty-two (22) intermediaries across the capital market within the stockbroking, futures and fund management industry.
- Part of the investigation task force involved in prosecuting and convicting an individual for an online investment scam.
- Involved in cross-departmental initiatives in approving new regulated activities, regulatory frameworks and products in the capital market such as CFD's, Regulatory Sandbox and digital assets.
- Developed and implemented new operational procedures, streamlining daily tasks and improving overall efficiency.
Senior Executive
MustaphaRaj Sdn Bhd
01.2005 - 01.2007
- Assisting with the completion of audit engagements and preparation of financial statements in accordance with professional accounting standards.
- Tasked with completion of audit assignments with the aim of providing input which improves efficiency and effectiveness of auditee.
Education
Bachelor of Commerce - Accounting & Finance
Monash University
Melbourne, Australia 07.2000 - 01.2004
Postgraduate Diploma - Advanced Accounting
Monash University
Melbourne 02.2004 - 01.2025
Canadian International Matriculation Program -
Sunway College
Malaysia 07.1999 - 06.2000
Skills
- Consistent Capacity to meet KPI’s
- Excellent Management of timelines
- Adept Qualitative analysis
- Good Quantitative analysis skills
Personal Information
Date of Birth: 10/09/81
HIGHLIGHTS
Responsibility to manage and supervise twenty-two (22) intermediaries in Malaysia’s capital market
Completed Certified Financial Investigator Program organized by Bank Negara Malaysia
Member of Securities Industry Development Corporation’s (SIDC) Licensing Examination Review Committee
Timeline
Assistant General Manager
Securities Commission Malaysia
01.2007 - Current
Senior Executive
MustaphaRaj Sdn Bhd
01.2005 - 01.2007
Postgraduate Diploma - Advanced Accounting
Monash University
02.2004 - 01.2025
Bachelor of Commerce - Accounting & Finance
Monash University
07.2000 - 01.2004
Canadian International Matriculation Program -
Sunway College
07.1999 - 06.2000
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