Results-driven Team Leader with expertise in managing custody services and transaction processing. Directs daily operations to ensure compliance with KYC/AML regulations and oversees accurate reporting. Cultivates team development through effective delegation and training, enhancing overall performance.
Overview
1
1
Language
13
13
years of professional experience
Work History
Team Leader - Settlement Team
Standard Chartered Global Business Services
11.2022 - Current
Responsible for managing the custody services offering,comprising of client services management,transaction processing,system maintenance, reporting and operational risk reporting.
Effectively lead,manage and process custody transactions( safekeeping,transfer,reconciliation,billing) on a daily basis and escalate any exception which requires immediate resolution.
Engaged with counterparty outsourcing partners to streamline processes.
Resolved complex customer enquiries, disputes, and complaints to enhance client satisfaction.
Led staff meetings to delegate tasks, assign workloads and communicate changing priorities.
Led the customer service team, enforced company policies, answered co-workers' questions and trained new staff.
Investigated issues impacting operations and service delivery, identifying root causes and recommending corrective actions through detailed reports.
Directed daily operations of settlement trade business, adapting to changing demands to achieve objectives consistently.
Monitor the availability of instrument stock also workflow movement for all orders (deliver receipt) which to be settled on or before the settlement trade.
Ensure adherence on an ongoing basis to all requirement of KYC/AML/ sanction regulation as may be issued from time to time.
Participated in all testing and business continuity planning activities to ensure preparedness.
Senior Global Officer - Message control Team
Standard Chartered Global Business Services
10.2017 - 10.2022
Prepared detailed reports for senior management, outlining operational performance and strategic recommendations.
Ensured adherence to country and hub operation policies in area responsibility.
Responsible in handling transaction message process through input commands by repairing all the queue in all Asia country ( Malaysia,singapore, China, Hongkong, Vietnam and Philippine ).
Performing posting entries payment through EBBS system along with reconciliation.
Prepared detailed reports on daily activities, incidents, and investigations, maintaining accurate records for legal proceedings.
Perform pre matching and missing instruction trade
Opperation Officer - Billing and Invoicing
Standard Chartered Global Business Services
06.2015 - 10.2017
Managed billing and invoicing for legal services, maintaining accurate financial records for client cases.
Oversaw billing and invoicing processes, improving accuracy and reducing instances of late payments.
Assisted in the preparation of billing and invoicing, accurately recording time spent on cases.
Responsible to prepare billing and invoicing for country Malaysia, Hong Kong and China with different fee agreement.
Performing reconciliation for Nostro,Suspend and Sundry account.
Ensure to follow up stakeholder to remain informed client on outstanding bill.
Perform billing monthly payment using EBBS system along with reconciliation.
Sales Executive
Easy by RHB Bank
02.2014 - 08.2014
Managed customer relationships through consultative sales techniques to attain individual sales goals.
Achieved company targets by implementing successful sales strategies.
Processing account opening and new application ASB and Personal Loan.
Created customer awareness of goods, services and special promotions with creative advertising strategies.
Evaluated market research outcomes for improved advertising strategy.
Education
Bachelor of Business Administration - Marketing
Universiti Teknologi MARA
Shah Alam
01-2014
Malaysian certificate education - Sijil Pelajaran Malaysia
Sekolah Sukan Zaba
Negeri Sembilan
01-2007
Diploma of Higher Education - Business Studies
Kolej Poly Tech Mara
Bandar Baru Bangi
Skills
Client services management
Transaction processing
Reporting accuracy
Staff training
Team leadership
Operational risk management
Team building coordination
Team supervision
Proficiency in Microsoft Office ( Word, Excel, PowerPoint)
Able to read swift message
Experience in securities services ie client onboarding, securities trade/clear/settlement
Languages
English
Upper Intermediate
B2
References
Name : Wan Yue Chuen
Positin : Billing and Invoicing Manager
Mobile No : 012-8806411
Email : wan.yuechuen@sc.com
Name : Sugasini Tanigajalam
Position : Settlement Manager
Mobile No : 012-4023212
Email : Sugasini.tanigajalam@sc.com
Timeline
Team Leader - Settlement Team
Standard Chartered Global Business Services
11.2022 - Current
Senior Global Officer - Message control Team
Standard Chartered Global Business Services
10.2017 - 10.2022
Opperation Officer - Billing and Invoicing
Standard Chartered Global Business Services
06.2015 - 10.2017
Sales Executive
Easy by RHB Bank
02.2014 - 08.2014
Bachelor of Business Administration - Marketing
Universiti Teknologi MARA
Malaysian certificate education - Sijil Pelajaran Malaysia