FAIRUZ ATIQAH MUHAMMAD ALI
Kuala Lumpur
Summary
a) Study in the field of statistic, mathematics and finance. Experience as a dedicated compliance investigator with around 9 years in various business unit including financial crime and UAT compliance department. Excellent analytical skills and result oriented, with a keen eye for detail.
b) Love to learn new things, a fast learner, can work under pressure, punctual and manage time well, willing to undertake risk and challenging task, positive and creative thinker, flexible, eager to something new, able to learn work in short period, open to critics, good at problem solving, and able to work well in a team environment.
Overview
10
10
years of professional experience
Work History
AML SPECIALIST
Standard Chartered Global Business Services
Kuala Lumpur, Malaysia
12.2019 - Current
- Conducting the end to end Transaction Monitoring case investigation analysis with checks (identifying and mitigating risk, improving process, identifying gaps in the existing DOI and ensuring compliance with regulatory requirements)
- Conducting Supervisory checks
- Cluster lead for country PH , Vietnam and Sri Lanka
- Assist new staff for system access request and knowledge transfer
- Manage team on behalf while manager is away.
FCC Request Further Information (RFI) Team
Standard Chartered Global Business Services
Kuala Lumpur, Malaysia
- Conducting knowledge transfer of RFI Transition to TM NCB (Country Vietnam & Lanka) to all TM NCB SME staff
- Review and validate requests for client information (RFIs) received from the Transaction Monitoring in order to process risk events where analyst unable to find the information they need within the internal system
- Check in internal and external sources via Bank and public domain search before submitting the question to Relationship Manager or Client Due Diligence Ops Team
- Provide the weekly, monthly and daily update data of RFIs compliance and also RFI initiated
- Involved in Focus Call meeting if required by monthly basis
- Assist to the team for system access request
- Play role to ensure every RFI raised clearly considered the risk-based approach and money laundering to ensuring the questions are pertinent in address the risks
- Ensure all 6 points check of RFI Centralized of EOPS system implementation process.
FCC Hong Kong Level 3/ ACT Investigator
Standard Chartered Global Business Services
Kuala Lumpur, Malaysia
- Leverage finding from Assess and Analyse level investigation, as well as order from Law Enforcement Agencies and intelligence exchange from other country’s SCB, to conduct a holistic review on individual and corporate customer transactions and to assess on any suspicious activity, pattern or behaviour found in the account
- Utilise various internal and external systems and database to assist with the investigation on the potentially suspicious customer
- Further liaise with applicable teams to gather relevant information for the purpose of developing a comprehensive investigation report in cases which previously initiated Request for information
- Prepare the relevant documents of the review findings to maintain effective record keeping
- Produce well written report detailing and analyzing the potential suspicious activity and make informed decision on whether to close the case or file for Suspicious Transaction Report (STR) for team lead review prior to executing the final decision within the prescribed SLA
- Execute STR Filing and the accompanying action, whether to trigger a CDD review or execute FCC Mandate Exit (Decision made by CMLCO (Country Money Laundering Compliance Officer)
- Ensure all the cases concluding the relevance taking into the account all risk factors with supporting evidence
- CDD Profile Triggered, CDD Profile Update, Add Internal Watch List checked.
FCC Assess Analyse Vietnam Investigator
Standard Chartered Global Business Services
Kuala Lumpur, Malaysia
- Investigate and performed second level review for cases reviewed and completed by first level analyst to detect any suspicious of money laundering or terrorist financing and escalate the same if required for further review by In-Country FCC team; (Support Vietnam Country) Assess risk events, created by the Monitoring systems or created manually, to identify unusual customer behavior and escalate such unusual patterns for Analysis
- Perform the assessment in accordance with the procedure laid down in the AAA processes and Country Addendum
- Processing of pre-cases should be within the turnaround time (TAT) and should adhere to the quality guidelines.
SENIOR EXECUTIVE
Ambank Malaysia Berhad
Kuala Lumpur, Malaysia
07.2017 - 11.2019
- Handling Execute testing, track progress and UAT issues, triaging of issues, into defects, managing/execute new requirements, data set up, and user error; Provide the reports on UAT team findings
- Ensure UAT planned effectively within projects and resources requirements and understood across IT and business user
- Support Go live (process, system, data, and readiness) by working closely with respective stakeholders/project team members
- Assist to collated and reporting of all test results
- Assists to highlighting key issues and problems relating to the product sign-off once the testing phase is complete
- Validate the report of existing ‘to be’ processes as part of the UAT execution
- Provide data validation for EDW - CDM - AML DB - ORACLE DM - FCCM - FCCM UserInterface (UI) to be confirm available for all stages.
ANALYST
Standard Chartered Global Business Services
Kuala Lumpur, Malaysia
09.2014 - 06.2017
- Investigate and performed second level review for cases reviewed and completed by first level analyst to detect any suspicious of money laundering or terrorist financing and escalate the same if required for further review by In-Country FCC team
- Review multiple countries for investigation of cases
- Assists Unit Manager to meet obligation in terms of local laws, regulations and Group Policies and Standard for prevention of money laundering; Assist Unit Manager/ Senior Analyst in developing controls and procedures relating to transactions monitoring
- Prepare daily reports for immediate manager
- Involved various projects, involving new system implementations for FCC investigation platform
- Involved multiple user verification and user access testing for new system implemented for FCC investigation platform
- Assists of Requested Further Information (RFI) from Relationship Manager’s if required for cases
- Perform transaction analysis for customers with adverse news identified by Name Screening team.
EXECUTIVE
ACE JERNEH INSURANCE BERHAD
08.2014 - 08.2014
- Perform for the performance analysis of insurance data by monthly basis
INSTRUCTOR
PERMATA PINTAR UKM
05.2014 - 06.2014
- Teach student ages 13 years old for Ethnomathematical Course (Program under UKM 2014)
Education
Bachelor of Science Statistics -
Universiti Teknologi Mara Kota Bharu
Diploma Quantitative Science -
Universiti Teknologi Mara Segamat
Secondary Level SPM -
Sekolah Menengah Agama Sains Kuala Pilah, Negeri Sembilan
Skills
- Detica
- Enterprise Case Management Tools (ECM)
- FCC Explorer/ Quantexa, Arachnys
- EBBS, S20, HOGAN
- EOPS, ECDD, SME CDD
- MLD, CUPID, DDB, ICDD
- Statistical Analysis System (SAS)
- Statistical Package for Social Sciences (SPSS)
- Analysis of Moment Structure (AMOS)
- Matrix Laboratory (MATLAB)
- Mini Tab
- Microsoft Office
- Microsoft Excel
Awards
- GEM Award Q4 2023
- Participant IFCTF Conference 2023
- Certification in Implemented System ECM (PH Team) in SCB
- Deans Award in Bachelor Statistic
References
- Shahrizal Nizam Hamzah, Senior Manager FCSO, Standard Chartered Global Business Service, +6012-2332241
- Ng Yeng Theng, Manager FCSO TM, Standard Chartered Global Business Service, +6016-5273232
- Ejom Prak Sit (Jommy), Manager FCSO TM, Standard Chartered Global Business Service, +6017-3262381
- Nirosh Segaran, Gunasegaran, Manager Financial Crime Compliance – FCSU, Standard Chartered Global Business Service, +6010-9580394
- Foo Kien Wah (Kent), Manager FCSO TM Review Effectivenes, Standard Chartered Global Business Service, +6016-6608841
Languages
English
Beginner
A1
Mala
Beginner
A1
Timeline
AML SPECIALIST
Standard Chartered Global Business Services
12.2019 - Current
SENIOR EXECUTIVE
Ambank Malaysia Berhad
07.2017 - 11.2019
ANALYST
Standard Chartered Global Business Services
09.2014 - 06.2017
EXECUTIVE
ACE JERNEH INSURANCE BERHAD
08.2014 - 08.2014
INSTRUCTOR
PERMATA PINTAR UKM
05.2014 - 06.2014
FCC Request Further Information (RFI) Team
Standard Chartered Global Business Services
FCC Hong Kong Level 3/ ACT Investigator
Standard Chartered Global Business Services
FCC Assess Analyse Vietnam Investigator
Standard Chartered Global Business Services
Bachelor of Science Statistics -
Universiti Teknologi Mara Kota Bharu
Diploma Quantitative Science -
Universiti Teknologi Mara Segamat
Secondary Level SPM -
Sekolah Menengah Agama Sains Kuala Pilah, Negeri Sembilan
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