CHE RAHIMAH BINTI ABDUL RAHIM

1. Undertake: -

(a) investigation and enforcement of breaches of the Rules; and

(b) the suspension and de-listing actions under the Rules,

in accordance with the strategy, policy and procedures of Issuers-IE to ensure: -

- proper discharge of Bursa’s regulatory duties under the law/rules; and

- the investigation and enforcement’s process/actions are efficient, effective, expeditious and deterrent.

2. Manage, plan, monitor and undertake the investigation process including to procure, review, evaluate and analyse the facts, documents and evidence to ensure they are accurate, adequate, comprehensive, proper and all issues are addressed/resolved to substantiate/establish the breach(es) of the Rules and enable/facilitate successful enforcement of the breach(es).

3. Manage, plan, monitor and undertake: -

(a) enforcement proceedings/actions against the Persons; and

(b) suspension and de-listing actions under the Rules,

including: -

- preparation/drafting and issuance of notices, documents and responses to the Persons which are timely, accurate, adequate and comprehensive with all issues addressed/resolved and able to withstand legal challenges; and

- presentation of the enforcement/de-listing documents and advising/providing views and recommendations to the relevant Regulatory Committees for decision and actions.

4. Assist to draft, formulate and/or develop policies and procedures relating to investigation and enforcement of the Rules and suspension and de-listing actions to address gaps and ensure that Bursa’s enforcement, suspension and de-listing actions are fair, transparent, consistent, effective, efficient and justifiable in all legal respects for the review of the Head, IED and approval of the relevant approving authority, namely the Chief Regulatory Officer or the relevant Regulatory Committees.

5. Collate, maintain, review and ensure the accuracy and comprehensiveness of the necessary database/statistics in respect of all cases, enforcement actions, de-listing matters and legal/debt recovery action undertaken.

Manage, plan, monitor and undertake the investigation process including to procure, review, evaluate and analyse the facts, documents and evidence to ensure they are accurate, adequate, comprehensive, proper and all issues are addressed/resolved to substantiate/establish the breach(es) of the Rules and enable/facilitate successful enforcement of the breach(es)